• Due to overwhelming traffic, the CFA® Program June 2019 early registration deadline has been extended to Wednesday, 17 October 2018 at 11:59 PM ET. If you experience a system issue while attempting to register, we request that you delay additional attempts for at least 4 hours.

Asset Manager Code

This voluntary code of conduct helps asset managers practice ethical principles that put client interests first.

By adopting the Code, asset management firms signal their commitment to commonly held ethical principles and allow plan sponsors and other investors to easily identify which asset managers uphold the principles that resolve conflicts of interest in favor of investors.

Read the Asset Manager Code and learn about compliance

Watch a webinar about the Asset Manager Code

Submit a claim of compliance

See firms that have already claimed compliance

We’re using cookies, but you can turn them off in Privacy Settings. If you use the site without changing settings, you are agreeing to our use of cookies. Learn more in our Privacy Policy.