Rules of Procedure
Current Rules of Procedure
The Rules of Procedure for Professional Conduct (Rules), along with the CFA Institute Bylaws, provide guidance for:
- Conducting investigations into allegations.
- Determining violations.
- Imposing sanctions.
- Conducting disciplinary proceedings.
- Disclosing violations.
Periodically, we review the Rules of Procedure, propose revisions to the Rules, invite members to comment, and submit the proposed revisions to the Board of Governors for consideration.
Rules of Procedure: Exam-related conduct
Rules of Procedure: For conduct related to the profession
Guidelines for reinstatement
Reinstatement guidelines for profession matters
Guidelines for reinstatement in CFA Institute exam programs
To request a copy of the Petition for Reinstatement form, please contact [email protected].
Report misconduct
Report possible misconduct by a CFA Institute member or candidate through our reporting channel.